AI Tool Compliance
Made Simple
Automated regulatory risk assessments for AI tools used in financial services. Enter a tool name, get a compliance report in minutes.
Automated regulatory risk assessments for AI tools used in financial services. Enter a tool name, get a compliance report in minutes.
Every finding maps to a specific regulation — Reg S-P, Advisers Act, Books & Records, FINRA, and more.
Assessments are customized to your firm type — RIA, broker-dealer, insurance, bank — with applicable frameworks.
Export professional compliance reports for your files, auditors, and regulators.
Type a tool name or paste a URL. We support 45+ pre-mapped AI tools.
We scrape vendor documentation and extract data handling practices with AI.
Findings are mapped to 69+ rules across Reg S-P, Advisers Act, FINRA, GLBA, and more.
Download a PDF report with risk scores, findings, and remediation guidance.
6
Regulatory Frameworks
69
Compliance Rules
45+
Pre-Mapped AI Tools
8
Risk Dimensions